Records, 1974-1976.

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Records, 1974-1976.

http://www.worldcat.org/oclc/155496315

Minutes, 1974-1976; secretary's files containing appearance files, including company proposals to assist Exchange in the study, presentations on surveillance and self-regulation, report on "Origin and Development of Specialist Measures" and document files including budgets, interview guides, reports, and memos; reports including those on individual questions, Securities and Exchange Commission statements, memoranda, correspondence, and selected minutes.

1 cubic ft.

New York State Historical Documents Inventory

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SNAC Resource ID: 6877390

New York State Historical Documents Inventory

Related Entities

There are 4 Entities related to this resource.

Batten, William Edward

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New York Stock Exchange. Committee to Study the Stock Allocation System.

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The Committee to Study Stock Allocation was also known as the "Batten Committee" after chairman William H. Batten, who later became chairman of the New York Stock Exchange. It was appointed to study procedures for assigning new listed securities among specialist units on the trading floor, to review methods used to evaluate specialist performance, and study possible methods of enhancing specialists' market-making abilities. From the description of Records, 1974-1976. (Unknown). World...

New York Stock Exchange

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Andrew Mott Cahoone was a Brooklyn resident, stock broker, member of the New York Stock Exchange, and a member of its Governing Committee from 1870 to 1912. From the guide to the The New York Stock Exchange Governing Committee resolutions, 1912, (Brooklyn Historical Society) ...

United States. Securities and Exchange Commission

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